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TRACK:: General Compliance/Hot Topics | Tuesday, 1:15 – 2:15 PM Compliance from the Independent Monitor’s Perspective Independent Monitoring is being used with greater frequency as part of CIA, Deferred or Non-prosecution Agreements Independent Monitors oversee compliance activities to ensure improvements, transparency, cooperation and effective internal controls Independent Monitors test the adequacy of Compliance Programs including training, reporting, quality improvements, Board and company activities, documentation and quality controls Vincent L. DiCianni, Affiliated Monitors, Inc., Boston, MA Ask Vincent DiCianni questions Back