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Compliance Resources

Agreements & Contracts

  1. Business Ethics Agreement
  2. Compliance Acknowledgement Form
  3. Computer Access and Confidentiality Agreement
  4. Confidentiality Agreement: Research, Review or Investigation
  5. Confidentiality Agreement: For Employee of Clinical Affiliate


Assessments

  1. Annual Assessment of Medical Directors 
  2. Risk Areas for Home Health 
  3. Risk Areas for Hospice 
  4. Risk Assessment for Management


Charts & Forms

  1. Animal Research Requirements 
  2. Business Associate Contract Worksheet 
  3. Compliance Inquiry Summary 
  4. Compliance Line Log 
  5. Compliance Program Employee Survey 
  6. Exit Interviews 
  7. IRB Federal Regulations Comparison Table 
  8. Memo for Regulatory Update 
  9. Risk Flow Chart: Compliance & Business Integrity 
  10. Risk Assessment Flow Chart


Committees

  1. Chargemaster Monitoring Committee


Home Health

  1. Home Health Compliance Training 
  2. Home Health Standards of Conduct 
  3. Risk Areas for Home Health


Hospice

  1. Hospice Compliance Training 
  2. Hospice Standards of Conduct 
  3. Risk Areas for Hospice
Human Resources
  1. Compliance Orientation Presentation 
  2. Confidentiality Agreement: For Employee of Clinical Affiliate 
  3. Employee Background Checks and Drug/Alcohol Testing of Employees and Candidates 
  4. Employee Orientation Compliance Training 
  5. Exit Interview 
  6. Exit Interview 2 
  7. Hiring and Recruiting Former or Current Government Employees 
  8. Non-Retaliation and Non-Retribution for Reporting 
  9. OIG-GSA Exclusion Review Policy 
  10. Hospital Standards of Conduct Handbook


Manuals

  1. Auditing Manual 
  2. Standards of Conduct & Compliance 
  3. Code of Ethics 
  4. Hospital Compliance Manual 
  5. Standards of Conduct Handbook 
  6. Work Plan for Compliance Program
Physicians
  1. Annual Assessment of Medical Director 
  2. Avoiding Conflict of Interest Policy 
  3. Conflict of Interest Policy  
  4. Conflict of Interest: Pharmaceutical, Medical Device and Biotech Industry Relationships 
  5. Conflict of Interest: Outside Directorships 
  6. Corporate Compliance and Physician Coding 
  7. Physician Recruitment Policy
Policies & Procedures 
  1. Answering Compliance Line Calls 
  2. Employee Background Checks and Drug/Alcohol Testing of Employees and Candidates 
  3. Billing Standards of Conduct 
  4. Compliance Officer Policy 
  5. Confidentiality Policy 
  6. Conflict of Interest 
  7. Conflict of Interest: Insider Trading 
  8. Conflict of Interest: Outside Directorships 
  9. Conflict of Interest: Pharmaceutical, Medical Device and Biotech Industry Relationships 
  10. Employee Orientation Compliance Training 
  11. Exit Interview Policy 
  12. Exit Interview 
  13. Financial Records: Accurate Books and Records 
  14. Hiring and Recruiting Former or Current Government Employees 
  15. Home Health Standards of Conduct 
  16. Internal Handling of Compliance Line Calls 
  17. Investigation Policy 
  18. Public Disclosure of IRS Tax-Exempt Documents 
  19. Provider Ordering and Lab Standards of Conduct 
  20. Non-Retaliation and Non-Retribution for Reporting 
  21. OIG-GSA Exclusion Review Policy 
  22. Protecting Information Assets 
  23. Record Retention 
  24. Reimbursement for Non-Medical Payments 
  25. Reporting Criminal Unethical Conduct 
  26. Reporting Suspected Misconduct 
  27. Community Health Plan Risk Area Standards of Conduct 
  28. Self Reporting Violations Policy 
  29. Self Reporting of Violations of Certain Laws and Regulations 
  30. Trademarks, Service Marks, Company's Names and Endorsements


PowerPoint

  1. Billing Standards of Conduct Training 
  2. Business Associates 101 Presentation 
  3. Compliance Orientation 
  4. Corporate Compliance and Physician Coding 
  5. Corporate Compliance Training 
  6. Coverage and Billing Issues for Clinical Research 
  7. Creating a Compliance Plan 
  8. General Compliance Presentation 
  9. Home Health Standards of Conduct Training 
  10. Hospice Standards of Conduct Training 
  11. Integrated Internal and External Reporting into Your Compliance Program 
  12. Lab Standards of Conduct Training 
  13. Mandatory Compliance Training 
  14. Medicaid Compliance Community Health Plan Risk Area Standards of Conduct


Research

  1. Animal Research Requirements 
  2. IRB Federal Regulations Comparison Table


Signs 

  1. EMTALA